Compliance & Risk Officer
Giving basic advice to financial services organisations on the legal and regulatory rules they must follow - such as those about data security or preventing money laundering.
Standard Code
ST0362
On Programme Delivery
15 months
Funding
£9,000
Gateway Requirements
• Level 2 Maths and English.
• Submitted portfolio.
Pre-Assessment Meeting
• 30 minutes maximum.
• Remote telephone or video conference.
• Explanation of the assessments.
Assessment Methods
Portfolio Assessment
• Remotely assessed by our assessors.
Professional Discussion
• Carried out remotely.
• 30 minutes duration.
Interview
• Carried out remotely.
• 60 minutes duration.
Grading
• Fail/Pass/Distinction.
• Results released within 5 working days of final assessment result.
Certificate
• Sent from ESFA directly to employer.
• Certificate received 5 days after final apprentice grade is released.