Compliance & Risk Officer

Giving basic advice to financial services organisations on the legal and regulatory rules they must follow - such as those about data security or preventing money laundering.

Standard Code


On Programme Delivery

15 months



Gateway Requirements

• Level 2 Maths and English.
• Submitted portfolio.

Pre-Assessment Meeting

• 30 minutes maximum.
• Remote telephone or video conference.
• Explanation of the assessments.

Assessment Methods

Portfolio Assessment
• Remotely assessed by our assessors.

Professional Discussion
• Carried out remotely.
• 30 minutes duration.

• Carried out remotely.
• 60 minutes duration.


• Fail/Pass/Distinction.
• Results released within 5 working days of final assessment result.


• Sent from ESFA directly to employer.
• Certificate received 5 days after final apprentice grade is released.